Grooper Infrastructure (Concept)

This article is about the current version of Grooper. Note that some content may still need to be updated.
2024	2023.1

Grooper Infrastructure refers to the computing underpinnings of what makes up a Grooper Repository and the software that allows the Grooper platform to automate tasks and users to interface with it.

What is Grooper?

Grooper is an intelligent document processing platform. It automates document processing tasks, provides user interfaces for user-assisted review of those tasks and allows system architects to design configuration settings.

Document content, configuration objects, and their settings are all stored in a "Grooper Repository".

What is the infrastructure that serves a Grooper Repository's?

Fundamentally, a Grooper Repository is a repository if information stored in a database and a file store. However, there is more to Grooper's infrastructure that allows users to interact with the Grooper Repository and execute processing tasks in the Grooper Repository.

A Grooper Repository is served by five components:

1. The Grooper Database
   • A Grooper Repository consists of a database and a file store.
   • The Grooper Database stores information about Grooper objects (including Batches, Content Models and Batch Processes), information related processing document content, statistical and log information and more.
   • The Grooper Database is made up of 15 tables in a SQL Server database.
2. The Grooper File Store
   • A Grooper Repository consists of a database and a file store.
   • The Grooper File Store houses files associated with objects in the Grooper Database.
   • The most common thing stored in the Grooper File Store are images/page files associated with Batch Pages in a Batch and files (PDFs, TIFFs, ZIPs etc) associated with a Batch Folder in a Batch.
   • The Grooper File Store is made up of a folder location containing subfolders with GRP files in a Windows file share.
3. The Grooper application layer
   • The Grooper software application "sits on top of" one or more Grooper Repositories.
   • The information stored in a Grooper Repository's Database and File Store is displayed to the user by the Grooper software.
   • The Grooper application layer is what allows users to interact with document content, design and test configuration objects, and execute manual tasks like user-driven review tasks.
4. The Grooper Web Server
   • The Grooper Web Server is required to run Grooper's web client.
   • The Grooper Web Server hosts the Grooper application's program files and delivers the Grooper software to end users via a web browser.
5. Grooper Processing Servers
   • Automated tasks in Grooper are executed by "Activity Processing" services. These services are created in Grooper, installed as Windows services on a server and run in the background, picking up and executing tasks as content flows through the Grooper Repository.
   • Any machine installed with Activity Processing services is referred to as a "Processing Server".
     • For smaller environments, the Grooper Web Server may have all the necessary processing resources to execute Grooper tasks. In this case, the Grooper Web Server will also be a Grooper Processing Server.
     • For larger environments, they will have multiple Grooper Processing Servers, as many as needed to handle the volume of tasks flowing through the Grooper Repository.

Understanding Grooper's underlying system architecture sets a groundwork for knowing how to interact with the application. Knowing how it's built or "what's under the hood" can be a great way to better understand how to use it.

System Architecture and Requirements

The Grooper Database: SQL Server

This refers to any machine installed with Microsoft SQL Server hosting a Grooper Database.

• Windows Server 2016 or later is required.
• SQL Server 2014 or later is required.
• A Grooper Database should allow for a size of 20GB or more.
• The scaling of a Grooper Database should be set to percentage, ideally, not the default of a few MB. This will reduce frequent scaling that hinders performance.
• The SQL Port is 1433.
  • For smaller installs, the Grooper SQL Server may be the same machine as the primary Grooper host server. For larger installs, we recommend a dedicated server for the Grooper SQL Server.

⚠	Be aware. We do not recommend using SQL as a Service (SQLaaS) solutions to sand up the Grooper Database for most scenarios. Please refer to our Cloud Deployment Guidance below for more information.

The Grooper File Store: Windows File Share

This refers to the machine hosting the Grooper File Store folders.

• Windows Server 2016 or later is required
• The ideal file size would accommodate for roughly 150GB for small to medium installs.
• The authentication requires CIFS or SMB.
• For smaller installs, the Grooper File Store may be located on the primary Grooper host server. For larger installs, the Grooper File Store should be located on its own server.

The Grooper Web Server

This refers to the server hosting the Grooper Web Client application. Also referred to as the "Grooper host server" as it is the server hosting Grooper's software components.

• Windows Server 2016 or later is required
• Server RAM should be 16GB or more.
• The CPU should consist of 4 or more cores.
• The port for licensing is 13900 by default.
• Internet Information Services (IIS) must be installed and properly configured.
  • For all configuration requirements visit the Installing IIS portion of the "Install and Setup" article.
• The Grooper app pool identity configured in IIS must have read/write access to the Grooper Filestore and Database.
  • For all app pool user permission requirements visit the App Pool Identity Permissions portion of the "Install and Setup" article.
• Requires an SSL Certificate for encrypted connections.
  • BE AWARE: The Grooper application (GrooperInstall_##.##.####.exe) must be installed on this server. The Grooper Web Client application (GrooperWebClient_##.##.####.exe) leverages Grooper DLLs to function.
  • For smaller installs, the Grooper Web Server and Grooper SQL Server may be the same machine. For larger installs, this is not recommended. We recommend a dedicated server for the Grooper Web Server.

Grooper Processing Servers

This refers to any machine in the Grooper "processing environment". A processing environment will be composed of the primary Grooper host server and any machine dedicated to hosting Grooper Activity Processing services.

• Windows Server 2016 or later is required.
• Server RAM should be 16GB or more.
• The CPU should consist of 4 or more cores.
  • Be aware this is a minimum. High volume scenarios will need more cores to process content efficiently.
• The port for licensing is 13900 by default.
  • A processing environment can have as many servers as is necessary to meet business requirements.

Client Computer

This refers to a machine connecting to a Grooper Repository via a browser. The client computer does not need either the main Grooper application or the Grooper Web Client application installed. It just needs to be able to connect to the Grooper Repository using a supported browser.

• Google Chrome, Microsoft Edge or Apple Safari are required.
  • Other browsers may work but are not supported
• User logs in using Windows Account (Domain or Local) on Grooper Web Server.

Additional requirements for remote scanning users only

This refers to a client machine hooked up to a scanner, used to scan documents into Grooper using the web client. These machines need to have Grooper Desktop installed and running.

Grooper Desktop is a lightweight application installed separately from the main installation of Grooper. It is used to allow a computer with a physical document scanner to upload scanned documents directly to the Grooper Web Server.

• A Windows 10 PC or later is required for Grooper Desktop.
  • For more information visit the Desktop Scanning in Grooper article.

Windows Prerequisites

The following are included in the installation package of Grooper and are required for installation (listed are x64 packages.)

• vc_redist_2012_update4_x64

  Microsoft Visual C++ 2012 Redistributable (x64) - 11.0.61030

• vc_redist_2010_sp1_x64

  Microsoft Visual C++ 2010 x64 Redistributable Setup

• vc_redist_2013_x64

  Microsoft Visual C++ 2013 Redistributable (x64) - 12.0.30501

• vc_redist.x64

  Microsoft Visual C++ 2017 Redistributable (x64) - 14.10.25017

Visual C++ Redistributable Packages install runtime components of Visual C++ Libraries on a computer that does not have Visual C++ installed. The libraries are required to run applications that are developed by using the corresponding version of Visual C++.

• NDP462-DevPack-KB3151934-ENU

  Microsoft .NET Framework 4.6.2 Developer Pack

.NET is an integral part of many apps running on Windows and provides common functionality for those apps to run. For developers, the .NET Framework provides a comprehensive and consistent programming model for building apps that have visually stunning user experiences and seamless and secure communication.

• SQLSysClrTypes

In LINQ to SQL, the data model of a relational database maps to an object model that is expressed in the programming language of your choice. When the application runs, LINQ to SQL translates the language-integrated queries in the object model into SQL and sends them to the database for execution. When the database returns the results, LINQ to SQL translates the results back to objects that you can work with in your own programming language.

In order to translate data between the object model and the database, a type mapping must be defined. LINQ to SQL uses a type mapping to match each common language runtime (CLR) type with a particular SQL Server type. You can define type mappings and other mapping information, such as database structure and table relationships, inside the object model with attribute-based mapping. Alternatively, you can specify the mapping information outside the object model with an external mapping file.

• AccessDatabaseEngine_x64

Microsoft Access Database Engine contains essential components that make it possible for Microsoft Office programs to interact with software services and applications that do not belong to Microsoft. For instance, if you are working in a program that gives you the possibility to export tables directly to Microsoft Access, then you need the database engine to make that happen.

The Microsoft Access Database Engine is available in multiple editions, which mainly depend on which Microsoft Office product you’re using. The hint is in the year. As such, if you use Microsoft Office 2016, then you need Microsoft Access Database Engine 2016.

• ReportViewer

Used for viewing built in Grooper Reports, which uses a Microsoft Reporting framework.

About thread allocation for Grooper services

Be aware of the "n minus one" rule!

Services are assigned a number of CPU threads when you install them. For some services, like Import Watcher, the will always run using a single thread. Activity Processing services can run using multiple threads.

Keep in mind, your machine only has a certain number of processing threads available. You will run into errors if you over-allocate your available threads.

Remember too, the operating system itself must always have a single thread available to run. So, the absolute maximum number of threads you can assign to all your services should not go beyond the total number of threads available minus one reserved for the operating system. Hence, the "n minus one" rule.

The "n minus one" rule is as follows:

• If "n" is the maximum number of threads available on your machine, the maximum number of threads you can distribute to Grooper services is "n" minus one.

Be aware of the "n minus x" rule!

Other programs running in the background will need threads to run as well.

• If SQL is installed on the same machine as your Grooper services, you should follow an "n minus two" rule, reserving one for the OS and one for SQL.
• If IIS and SQL are installed on the same machine as your Grooper services, you should follow an "n minus three" rule, reserving one for the OS, one for SQL, and one for IIS.
• If other applications, such as anti-virus software, are running in the background you will need to reserve threads for those applications as well.
• This is one of the many reasons why we recommend distributing SQL, IIS, and processing services across multiple machines.

THE LONG STORY SHORT HERE IS DO NOT OVER-ALLOCATE YOUR AVAILABLE THREADS! GROOPER CAN BEHAVE ERRATICALLY IF YOU DO!

Cloud Deployment Guidance

Grooper can be deployed using a variety of cloud-based resources. At its core, Grooper needs access to a SQL database and a Windows file system to set up a Grooper Repository. Whether you’re deploying using Amazon Web Services or Microsoft Azure or some other cloud computing platform, you should be able to deploy Grooper as long as you have those two things.

However, in practice, we have found not all cloud services are created equal.

SQL Guidance

For high volume environments, we recommend hosting SQL on a VM rather than using a “SQL as a Service” solution (for example Azure SQL Database).

• High volume environments have a high transaction rate with the Grooper Database which can present several issues when using a SQLaaS solution.
• High volume environments will experience better performance using “Simple” recovery mode as opposed to full. If the SQLaaS does not allow you to use “Simple” recovery, do not use it.
• If you already have SQL licensing, it may also be more cost effective for your organization to host SQL on a VM.

For all environments, you may experience time out issues when using a SQLaaS solution over a VM.

• For small (mostly user directed) environments, this will be less of an issue. For larger (more automated and larger volume) environments, this issue will be more apparent.

Even when hosting SQL on a VM, we recommend configuring autogrow by fairly small increments.

• In a recent high-volume deployment using Microsoft Azure, we found an autogrow setting of 2048 Mb to be problematic. The VM could not grow the database in time to keep up with Grooper’s transaction rate. However, dropping autogrow down to 256 Mb resolved the issue.

File Store Guidance

We do not recommend using Azure Files currently. Users should use Azure Disk Storage instead.

• Azure Files creates files in such a way that we have experienced multithreading issues when an item is created/modified in the file store by one thread and then (nearly) immediately accessed by another thread.
  • A common scenario would be a Split Pages step creating a page in the file store then a subsequent Image Processing step immediately attempting to process the created page in the next step. The page is saved to the file store in such a way that Grooper may “know” a file exists, but is not able to immediately access it for the Image Processing activity to process it, resulting in an error being thrown.
  • This will be more common in high volume environments with large amounts of threads allocated to processing tasks. However, it will likely affect even small environments.

Grooper Repository details

A Grooper Repository is fundamentally two things:

• A database which stores Grooper objects and their property configurations (and information related to executing and processing those objects)
• A file store which stores files associated with Grooper objects.

But what makes up that database and file store? Here, you will find more details on the tables contained in a Grooper Database and the file structure of a Grooper File Store.

The Database

This is the core component of Grooper as all aspects of the functionality and configuration of a Grooper repository are stored here as metadata in tables. There are 15 tables (as of Grooper version 2024) that make up the Grooper database:

Please note the Grooper database tables are not listed here in alphabetical order. They are listed in terms of how impactful they are to Grooper's overall architecture.

dbo.TreeNode

The main Grooper database table. The TreeNode table contains one entry for every object in the Grooper node tree. Composed of the following columns:

Column Name	Data Type	Size	Description
Id	uniqueidentifier	16	The node’s unique ID. This is a GUID autogenerated by Grooper for each node.
RowId	int	4	Identity Column for the table generated by SQL server.
Name	varchar	256	The name of the node.
TypeName	varchar	64	The name of the Grooper object type for the node
ParentId	uniqueidentifier	16	ID of the node’s parent. FYI: The Grooper Root node's "parent id" is always 00000000-0000-0000-0000-000000000000.
NodeIndex	int	4	Index of the node in its parent container. These values are zero indexed. Ex: a Content Model that is the first node inside a Project (its parent container) will have an index value of "0". A Content Model that is the tenth node inside a Project will have an index value of "9".
Attributes	int	4	A flags attribute indicating whether the node has the following attributes: read-only (cannot be edited), fixed contents (no children may be added), sorted (children will always show up in alphabetical order), has ACL (deprecated in 2024), or is a system object (may not be changed).
NumChildren	int	4	Number of children.
Properties	varchar(MAX)	-1	Column containing the JSON properties for this node. Results from configuring the node's property grid in the Design Page.
NodeValues	varchar(MAX)	-1	Metadata about the node that pertains to Grooper modules (Seldom used, except by custom scripting).
LastModified	datetime2	8	Indicates the most recent date and time the node was modified. Used by various Grooper processes that need to know when a node has been changed. This is a more precise replacement for the RowVersion column in previous Grooper versions.

dbo.ProcessingJob

This table contains "Processing Jobs" submitted for Activity processing for a production Batch.

The ProcessingJobs table is related to the ProcessingTasks table. A single Processing Job will consist of one or more "Processing Tasks", depending on how many objects are in the Activity's scope (the Batch itself, its Batch Folders or Batch Pages).

For example, a Batch advances to the "Recognize" step in its Batch Process. There are 20 Batch Pages in scope to be processed.

• A single row will be created in the ProcessingJob table for the job.
• 20 corresponding rows will be created in the ProcessingTasks table, one for each task in scope (i.e one for each Batch Page processed).

Column Name	Data Type	Size	Description
Id	int	4	unique row identifier used to tie tasks in the ProcessingTasks table to the job
ActivityType	varchar	256	name of the automated Activity to be completed for the job
BatchProcess	varchar	256	name of the parent Batch Process submitting the processing jobs
StepId	uniqueidentifier	16	guid of the Batch Process Step submitting the job for processing
StepNo	int	4	numeric position of the Batch Process Step within its parent Batch Process
StepName	varchar	256	name given to Batch Process Step
Priority	int	4	numeric value (1-5) given to sort processing priority
Status	int	4	job status as indicated numerically (1=Ready, 2=Working, 3=Completed, 4=Paused, 5=Error, 6=Canceled)
SubmittedBy	varchar	256	name of user that submitted the job
BatchId	uniqueidentifier	16	guid of the Batch in process
BatchName	varchar	256	name of Batch in process
ThreadPoolId	int	4	numeric id of the associated Processing Queue for the Batch Process Step
Completed	datetime	8	date/time the job was completed

dbo.ProcessingTask

This table contains "Processing Tasks" for "Processing Jobs" submitted for Activity processing for a production Batch.

The ProcessingTasks table is related to the ProcessingJobs table. A single Processing Job will consist of one or more Processing Tasks, depending on how many objects are in the Activity's scope (the Batch itself, its Batch Folders or Batch Pages).

For example, a Batch advances to the Recognize step in its Batch Process. There are 20 Batch Pages in scope to be processed.

• A single row will be created in the ProcessingJob table for the job.
• 20 corresponding rows will be created in the ProcessingTasks table, one for each task in scope (i.e one for each Batch Page processed).

Column Name	Data Type	Size	Description
Id	int	4	unique row identifier
JobId	int	4	identifier tying the task to its corresponding Processing Job in the ProcessingJob table
NodeId	uniqueidentifier	16	guid of the node being processed (Batch, Batch Folder or Batch Page)
Status	int	4	status as indicated numerically (1=Ready, 2=Working, 3=Completed, 4=Paused, 5=Error, 6=Canceled)
UserName	varchar	256	windows user that submitted the task
MachineName	varchar	256	hostname of machine running the task
Submitted	datetime	8	date/time when the task was submitted for processing
Started	datetime	8	date/time when the task was started
Completed	datetime	8	date/time when the task completed

dbo.SessionStats

This table contains statistical information regarding batches in Grooper. Each row corresponds to a processing job submitted for a step in a Batch's Batch Process.

Column Name	Data Type	Size	Description
Id	int	4	unique row identifier
BatchId	uniqueidentifier	16	guid for batch node
BatchName	varchar	256	name of batch
BatchProcessId	uniqueidentifier	16	guid of process node related to the batch
BatchProcessName	varchar	256	name given to process by end user
StepName	varchar	256	name of step in the process
ProcessingScope	in	4	the level of the batch that a step is processing
ModuleName	varchar	256	name of Grooper module
ModuleDisplayName	varchar	256	name of Grooper module given to batch process step
MachineName	varchar	256	hostname of pc running batch
UserName	varchar	256	windows user under which the batch is running
StartTime	datetime	8	time batch was initiated
EndTime	datetime	8	time batch ended or was terminated
TasksProcessed	int	4	number of tasks processed in batch

dbo.CustomStats

This table contains a name / value pair of processing activity statistics tied to a session id. It is used with the SessionStats table to return processing stats when selecting a Batch's "Statistics" tab in the Batches Page or when returning query results from the Stats Page.

The "name" is the statistic's name (Ex: "Characters - OCR" or "Processing Time"). The "value" will be a whole integer if the statistic indicates a quantity of actions (Ex: number of OCR characters recognized by the Recognize activity), and a floating point decimal if the value represents a cumulative time span (Ex: the time it took to process the activity). The "session id" is an integer id that corresponds to a row in the dbo.SessionStats table. This ties the activity statistics to the Batch and step generating the statistics.

Column Name	Data Type	Size	Description
SessionId	int	4	Corresponds to a row in the dbo.SessionStats table tying the stat to an executed step in a Batch Process.
Name	Varchar	64	The statistic's name
Value	Float	8	The statistics value

dbo.FileStoreEntry

• This table contains the information necessary for associating filestore objects with Grooper nodes. Note: a node with associated files will also contain those files’ filestore object locations, names, and mimetypes in the “files” column of TreeNode.

Column Name	Data Type	Size	Description
Id	int	4	sequential number assigned to object in row
FileId	uniqueidentifier	16	guid assigned as the name of the object (stored in the filestore with this number followed by .grp)
NodeId	uniqueidentifier	16	guid associated with node from Grooper tree
FileStoreId	uniqueidentifier	16	guid given to the node referencing the file store

dbo.ImportJob

This table is not present prior to Grooper 2023

• The entries in this table are related to the creation of Batches in Grooper via the submission of Import Jobs from an Import Provider. Each row is an Import Job to be processed.

Column Name	Data Type	Size	Description
Id	uniqueidentifier	4	unique row identifier
Description	varchar	256	description of the job as written by the end user
Provider	varchar	(-1)	the import provider leveraged by this job
Priority	int	4	numeric value (1-5) given to sort batch priority
Status	int	4	status as indicated numerically (ready, working, completed, paused)
SubmittedBy	varchar	256	name of account that submitted the import job
Submitted	datetime	8	date/time when import job was submitted
Started	datetime	8	date/time when import job started processing
Completed	datetime	8	date/time when import job completed
Files	int	4	number of files imported with job
Bytes	bigint	8	size of files in batch created on import

dbo.Lock

• This table contains one row per locked node; prevents overlapping access to various resources.

Column Name	Data Type	Size	Description
NodeId	uniqueidentifier	16	guid of node from Grooper hierarchy tree
UserName	varchar	64	windows user that applied the unlock
MachineName	varchar	64	hostname of the machine where the unlock occurred
ModuleName	varchar	64	Grooper module that executed the unlock
ProcedureName	varchar	64	the procedure executed to apply the unlock
CreateDate	smalldatetime	4	date and time the unlock occurred

dbo.Log

• This table contains the Grooper log, which is represented in the Event Viewer of Grooper Design Studio.

Column Name	Data Type	Size	Description
Id	int	4	unique row identifier
TimeStamp	datetime	8	date and time the event was logged
Type	int	4	type of event logged
ProcName	varchar(MAX)	-1	name of procedure associated with the event
Message	varchar(MAX)	-1	message displayed in and defining, in general, the event
UserAccount	varchar	64	windows user under which the event triggered
MachineName	varchar	64	hostname of the machine under which the event triggered
NodeId	uniqueidentifier	16	guid of parent node associated with ‘NodeName’
NodeName	varchar	256	Item Name, or name of node associated with the triggering of the event
NodeType	varchar	64	type of Grooper Node defining the ‘NodeName’

dbo.NodeReference

• This table contains a list of all referenced nodes, and what other nodes they are referenced by. Used to protect referenced nodes from deletion, and in determining what nodes are necessary on exporting.

Column Name	Data Type	Size	Description
NodeId	uniqueidentifier	16	guid given to node in Grooper hierarchy tree
ReferencingNodeId	uniqueidentifier	16	guid of parent node associated with ‘NodeId’

dbo.ServiceInstance

• This table contains a list of installed services. Note: If an installed service does not have a reference in this table, it will not show up in Grooper Config.

Column Name	Data Type	Size	Description
Id	int	4	unique row identifier
RepositoryId	uniqueidentifier	16
MachineName	varchar	64	hostname of pc running Grooper service
ServiceName	varchar	256	name of Grooper service running
TypeName	varchar	256	type of Grooper service running
PropertiesJson	varchar	2048	json information defining /Node Properties/Properties
UserName	varchar	64	windows user running Grooper service
Password	varchar	64	password of windows user running Grooper service
InstanceNo	int	4	number of a specific service on a machine
ThreadPirority	int	4	numeric value given to service thread to determine processor priority

dbo.Setting

This table contains only the Grooper version number, including build number.

Column Name	Data Type	Size	Description
Name	varchar	64	The name is always "DatabaseVersion"
Value	varchar	1024	Current installed Grooper version

Using a SQL database as the core of Grooper allows for great efficiency. Every property of every object in Grooper, as a result of being a simple entry in a table, can be loaded into memory and accessed nearly instantly. This would not be the case otherwise (if for example Grooper repositories were defined by something like a project file), as file i/o is one of the slowest aspects of modern computing. This also allows the discrete management of objects on an individual basis to allow multiple users to work in one environment and prevent work overlap by locking objects.

The File Store

The File Store in Grooper is a file share in a Windows environment. It houses the files associated with objects in Grooper that have information that would otherwise be inefficient to store in (a cell in) a database table.

The Grooper Filestore exists at a user-specified location. This may be a local or an network path, but if a filestore is given a local path, computers connecting to that repository remotely will not be able to access it. If you want to set up a repository so that other computers can connect to it, make sure you reference the filestore using a UNC path!

The filestore contains three levels of directories. A typical filestore entry will exist on disk as, e.g. 00 > 00 > 00 > [guid].grp. Each of the lowest-level folders in the filestore will have a maximum of 256 files, at which point a new folder at that level will be created. If the lowest level contains 256 folders, a new folder will be created at the level above; this gives the Grooper filestore a limit of 256 ^ 4 = 4,294,967,296 files stored on disk.

While the filestore entries are all given .grp extensions, the contents of the file are unaltered from their “actual” form. If you navigate, for example, to the .grp file associated with an pdf imported using full import, you can open it and view it with a pdf viewer. The files in the filestore are intentionally obfuscated to prevent users from interacting with them outside of Grooper, as they are essentially Grooper-internal objects.

Although the majority of files in the filestore relate to batch objects (split pages, imported documents, image processing undo objects, etc.), some files are the result of other in-Grooper processes such as layout data, OCR character data, etc.